May 21, 2013

Tenth Circuit: Sufficient Evidence of Hostile Work Environment and Constructive Discharge to Avoid Summary Judgment; Retaliation Claim Time-Barred

The Tenth Circuit Court of Appeals published its opinion in Hernandez v. Valley View Hospital Assoc. on Tuesday, June 26, 2012.

The Tenth Circuit reversed in part and affirmed in part the district court’s decision. Petitioner, “a Latina of Mexican origin, began working in 2001 at Valley View in the food services department. Petitioner alleges that during the time there, her supervisors “frequently made racially derogatory jokes and comments about Latinos and Mexicans, and continued to do so despite her complaints to them that their remarks were offensive.” Valley View denied her transfer request to any other position besides food services, but offered her leave under the Family and Medical Leave Act (FMLA), which she accepted. Before her leave time expired, she again asked for a transfer, which was denied, and when she failed to report back to work she was terminated.

On her hostile work environment and constructive discharge claims, the Court agreed with Petitioner that the district court incorrectly applied the summary judgment standards “by failing to construe evidence in the light most favorable to her as the non-moving party, and by resolving factual issues in favor of defendants.” Additionally, Petitioner presented sufficient evidence of a hostile work environment to withstand Valley View’s motion for summary judgment; she “presented specific examples of her supervisors’ racial jokes, identified general time frames, and provided the relevant content and context of these comments.” The Court affirmed the dismissal of her retaliation claim as time-barred.

Tenth Circuit: ALJ’s Handling of Findings Was Erroneous and Dispositive Hypothetical Inquiry Was Fatally Defective

The Tenth Circuit Court of Appeals published its opinion in Chapo v. Astrue on Tuesday, June 26, 2012.

The Tenth Circuit reversed and remanded the district court’s decision. Petitioner “appeals from a district court order upholding the Commissioner’s denial of her application for disability and supplemental security income benefits.” Petitioner contends that the administrative law judge’s residual functional capacity (RFC) “determination was not supported by substantial evidence, in particular by medical opinion evidence directly supporting the RFC findings, and . . . the ALJ improperly handled the opinion evidence in the case.”

The Court found that her first contention “rests on an unduly narrow view of the role of the administrative factfinder in social security disability proceedings.” “There is no requirement in the regulations for a direct correspondence between an RFC finding and a specific medical opinion on the functional capacity in question.” Her second contention, however, has merit,” and led the Court to reverse and remand this matter to the agency for further proceedings. “[T]he ALJ’s handling of Dr. Vega’s findings was erroneous and, as a result, the dispositive hypothetical inquiry put to the [vocational expert] was fatally defective.”

Chief Justice Amends Court Compensation of Expert Witnesses and Professionals Conducting Mental Health Evaluations

In an effort to control expenditures of state funds in court cases, the Chief Justice of the Colorado Supreme Court has approved a new policy that applies to expert witnesses and mental health professionals conducting examinations or evaluations (with or without subsequent testimony) who are entitled to compensation paid by the Colorado Judicial Department.

Issued in June 2012, this new Chief Justice Directive, CJD 12-03, does not apply to other professionals that are appointed and compensated by the court as provided in other Chief Justice Directives, nor does it apply to employees and/or contractors paid by the Colorado Mental Health Institute at Pueblo or other government mental health agencies for work performed at their direction.

Certain types of evaluations are also excluded inasmuch as they are governed by other program-specific statutes, rules, or policies. If the Court finds that there is not an applicable statute, rule, directive, policy, or similar guidance that governs compensation for an evaluation permitted by statute, and that payment by the Judicial Department is appropriate, the Court will enter an order requiring the expert to comply with the fee and billing requirements and limitations set forth by CJD 12-03.

The Judicial Department may enter in to agreements to provide for evaluations or examinations when it is determined that said agreements are cost-effective and in the best interest of the Judicial Department.

This new Chief Justice Directive is applicable to all appointments made on or after July 1, 2012.

Chief Justice Directives 87-01 (Court compensation of experts in felony cases) and 93-03 (Compensation, mental condition examinations in criminal and civil cases) are repealed by CJD 12-03.

For all details about CJD 12-03, including Fees, Expenses, and Guidelines for Payment, click here.

Rejection List for E-Filed Documents Updated by the Chief Justice

Attachment A of Chief Justice Directive 11-01 was revised this week. CJD 11-01 concerns Statewide Electronic Filing Standards and Attachment A outlines the Rejection List for E-Filed Documents. Attachment A is the only portion of the CJD that was revised.

Attachment A was amended to add reason number 16 to the list of reasons to reject a document. Section 1-15 of Colorado Civil Procedure Rule 121 was amended by the Colorado Supreme Court in March (Rule Change 2012(03) to add a requirement that each motion filed must be accompanied by an order in editable format. The amendment to CJD 11-01 conforms Attachment A with that requirement.

The details are outlined in CJD 11-01 – “Directive Concerning Statewide Electronic Filing Standards”

Questions about this amendment can be directed to Carol Haller, Deputy State Court Administrator, Legal Counsel at (303) 837-3669 or carol.haller@judicial.state.co.us or Linda Bowers, Court Services Manager at (303) 837-3839 or linda.bowers@judicial.state.co.us.

Colorado Supreme Court: Public Utilities Commission Did Not Abuse Discretion by Striking Substantial Portions of Testimony

The Colorado Supreme Court issued its opinion in Glustrom v. Colorado Public Utilities Commission on June 25, 2012.

Recovery of Costs—Unjust and Unreasonable Rate Order—“Used and Useful”—Exclusion of Testimony.

In 2005, with the approval of the Public Utilities Commission (PUC), the Public Service Company of Colorado (Xcel) began constructing a coal-fired electric power unit known as Comanche 3. When Xcel sought to recover a portion of its construction costs nearly four years later during a rate proceeding, Leslie Glustrom intervened. Glustrom sought to introduce testimony that Xcel acted improperly and, consequently, should not recover its costs. The PUC excluded most of her testimony, a ruling that Glustrom challenged. Glustrom separately challenged the depreciation rate and the possibility that Comanche 3 might not be “used and useful” at the time rates went into effect. The PUC denied her challenges, and the district court affirmed.

The Supreme Court held that the PUC did not abuse its discretion when it struck substantial portions of Glustrom’s testimony pursuant to the Colorado Rules of Evidence. Further, the depreciation rate approved by the PUC was established pursuant to law and in accordance with the evidence. The Court also held that the PUC was free to exercise its discretion in departing from a strict application of the “used and useful” principle. Glustrom failed to meet her burden in showing why such a departure here would result in a rate that is unjust and unreasonable in its consequences.

Summary and full case available here.

Colorado Supreme Court: Oil and Gas Conservation Commission Has Broad Authority to Promulgate Rules Governing Permitting Process

The Colorado Supreme Court issued its opinion in Colorado Oil and Gas Conservation Commission v. Grand Valley Citizens’ Alliance on June 25, 2012.

Application for Permit to Drill—Hearings.

Grand Valley Citizens’ Alliance filed a complaint alleging it was entitled to a hearing on an application for permit to drill pursuant to CRS § 34-60-108(7) of the Oil and Gas Conservation Act. The district court dismissed the complaint. The court of appeals reversed the district court’s judgment, holding that under subsection 108(7), Grand Valley was entitled to a hearing because it had a filed a petition on a matter within the jurisdiction of the Colorado Oil and Gas Conservation Commission.

The Supreme Court reversed the court of appeals’ judgment, holding that § 34-60-108(7) requires a hearing only for rules, regulations, and orders. Permits are governed by CRS § 34-60-106(1)(f), which grants the Commission broad authority to promulgate rules governing the permitting process, including the authority to determine who may request a hearing.

Summary and full case available here.

Colorado Supreme Court: Defendant Not in Custody When Statements Made; No Miranda Warnings Required

The Colorado Supreme Court issued its opinion in People v. Figueroa-Ortega on June 25, 2012.

Miranda Warnings—Custodial Interrogation.

The People brought an interlocutory appeal pursuant to CRS § 16-12-102(2) and CAR 4.1 challenging the district court’s suppression of statements made by defendant to a police detective. The district court found that the statements in question were the product of custodial interrogation, without the benefit of Miranda warnings. The Supreme Court reversed the suppression order of the district court, holding that because defendant was not in custody at the time he made the statements in question, no Miranda warnings were required.

Summary and full case available here.

Colorado Supreme Court: Attorney Did Not Owe Medical Providers the Duties of Fiduciary to Give Rise to Tort Liability for Failure to Disburse Money from COLTAF

The Colorado Supreme Court issued its opinion in Accident and Injury Medical Specialists, P.C. v. Mintz on June 25, 2012.

Colo. RPC 1.15—Attorney’s Fiduciary Duties as Trustee of COLTAF Account.

The Supreme Court held that the medical providers in this case may not maintain a breach of fiduciary duty tort action against attorney David Mintz based on his obligations as trustee of a COLTAF account. Although Mintz may have had ethical or contractual obligations to disburse money his clients owed to the providers, Mintz did not owe the medical providers the duties of a fiduciary that give rise to tort liability. The judgment of the court of appeals was affirmed.

Summary and full case available here.

Colorado Supreme Court: Department of Human Services Is Not “Victim” of Child Abuse and Not Entitled to Restitution for Fulfilling its Mandated Duty

The Colorado Supreme Court issued its opinion in People v. Padilla-Lopez on June 25, 2012.

CRS § 18-1.3-602—Criminal Case Restitution—“Victim”—Aggrieved by the Wrongful Conduct of the Offender—Elements of Underlying Offense—Department of Human Services.

The Supreme Court affirmed the court of appeals’ holding that the El Paso County Department of Human Services (DHS) is not a “victim” entitled to restitution under CRS § 18-1.3-602(4)(a). Because DHS is not “aggrieved by” the crime of child abuse, the restitution statute does not allow DHS to recover costs it has expended in the course of fulfilling its statutorily mandated duty to provide necessary care and guidance to dependent and neglected children.

Summary and full case available here.

Tenth Circuit: Unpublished Opinions, 6/25/12

On Monday, June 25, 2012, the Tenth Circuit Court of Appeals issued no published opinions and five unpublished opinions.

Oseguera-Garcia v. Holder, Jr.

Baltazar v. Shinseki

Townsend-Johnson v. Cleveland

Heidtke v. Corrs. Corp. of America

United States v. Dayton

No case summaries are provided for unpublished opinions. However, published opinions are summarized and provided by Legal Connection.

Abuse of Power in Arizona: The Colorado Attorneys Who Successfully Prosecuted the Largest Attorney Ethics Case in History

On July 18, 2012, Colorado Attorney Regulation Counsel John Gleason and Chief Deputy Jamie Sudler will be in the CBA-CLE classroom to share their experiences from their two-year investigation and prosecution in Maricopa County and what became the “most significant attorney discipline case to ever go to hearing.”

Their story begins with years of intimidation and retaliation by the former Maricopa County Attorney. His targets were sitting judges, County Supervisors, County administrators, and private lawyers. After years of prosecutorial misconduct, the Rule of Law in Maricopa County was fast disappearing. As the elected head of the fourth-largest county in the United States, his misuse of power led to the largest lawyer discipline prosecution in history (chronicled in a 33-count, 247-page opinion).

Over the course of their investigation and prosecution, Gleason and Sudler were subject to shocking levels of harassment and intimidation as they worked to bring down a web of abuses at the highest levels. This program will allow them to speak directly to attorneys so that their extensive investigation into the ethical abuses in Maricopa County can serve as a lesson about prosecutorial misconduct, the Rule of Law, and professional conduct. You won’t want to miss this opportunity to hear first-hand about their experience in Arizona and their attempt to return justice to Maricopa County.

Law Week Colorado recently ran a story, Into The Shadows, which documented Gleason’s and Sudler’s investigation. Read an except below, followed by registration information.

The Arizona Bar Association, which licenses and regulates attorneys, . . . asked the Supreme Court to appoint an independent investigator to look into possible ethical violations by [Andrew] Thomas and two subordinates — Lisa Aubuchon and Rachel Alexander. The court reached out to a trusted name, the person who’d just helped revamp the state’s attorney ethics system. Regulation counsel Gleason and his team would be paid by Arizona, set up shop in that state’s Supreme Court building and somehow still manage the Colorado office.

When the chief justice first called, Gleason was far from certain of a positive outcome.

Either way, he and Sudler knew from the beginning this was a career case. As Thomas’ own attorney put it in the weeks leading up to the decision, “This was the largest and most significant attorney discipline case to ever go to hearing.”

It would also be the toughest. In a sense, Gleason and Sudler carried on their backs the hopes of a legal community long frustrated with what Phoenix’s mayor termed a “reign of terror.” Numerous ethics complaints had been filed against Thomas in the past, but none came to fruition.

The case was a piñata waiting to burst open. And when it did, the two attorneys had to deal with more than the legal soap opera. They became targets themselves. As Sudler would later say, “I never thought we’d get through it.”

CLE Program: Prosecutors on Trial – The Rule of Law or Unfettered Discretion

This CLE presentation will take place on Wednesday, July 18. Participants may attend live in our classroom or watch the live webcast.

If you can’t make the live program or webcast, the program will also be available as a homestudy in two formats: video on-demand and mp3 download.

Colorado Court of Appeals: Evidence Sufficient to Sustain Convictions for Leaving Scene of Accident but Double Jeopardy Violated

The Colorado Court of Appeals issued its decision in People v. Arzabala on June 21, 2012.

Vehicular Assault—Leaving the Scene of an Accident—Evidence—Double Jeopardy—Unit of Prosecution—Jury Instructions—Prosecutorial Misconduct—Testimony.

Defendant appealed the judgment of conviction entered on jury verdicts finding him guilty of two counts of vehicular assault (reckless); two counts of leaving the scene of an accident; two counts of providing alcohol to a minor; and one count of aggravated driving after revocation prohibited (ADARP)—leaving the scene of an accident. The judgment was affirmed, the sentence was vacated, and the case was remanded.

Defendant was driving with two female passengers, K.E. and O.C., both of whom were 18 years old at the time. All three were drinking alcohol, which defendant had bought earlier that night. Defendant struck a car driven by K.P., who had been parked on the right side of the road and was attempting to make a U-turn at the time of the collision. K.P. and her passenger, E.P., were seriously injured. K.E. also hit her head and suffered minor injuries, but neither defendant nor O.C. was injured.

On appeal, defendant contended that the evidence was insufficient to sustain his convictions for leaving the scene of an accident and for ADARP—leaving the scene of an accident. Although there was conflicting testimony at trial, the prosecution presented sufficient evidence that defendant left the scene after failing to provide his driver’s license and registration to the officers at the scene.

Defendant also contended that his two convictions for leaving the scene of an accident violated constitutional protections against double jeopardy. Here, defendant was charged with two counts of leaving the scene of an accident with serious bodily injury. One count corresponded to defendant’s leaving the scene of the accident resulting in serious bodily injury to K.P.; the other count corresponded to his leaving the scene of the same accident resulting in serious bodily injury to E.P. Thereafter, the trial court imposed two sentences of three years each corresponding to defendant’s two convictions for leaving the scene of an accident, to be served concurrently and concurrently with defendant’s five-year sentence for vehicular assault (reckless) against K.P. The unit of prosecution for the offense of leaving the scene of an accident, however, is the number of accident scenes, not the number of victims involved in any one accident. Therefore, defendant’s two convictions for leaving the scene of an accident violated his right to be free from double jeopardy. The case was remanded to the trial court with directions to merge defendant’s two convictions for leaving the scene of an accident into one; to vacate the sentence imposed as to one of the convictions; and to correct the mittimus accordingly.

Defendant also contended that the trial court reversibly erred by giving the jury two instructions that allegedly lessened the prosecution’s burden of proof and misled the jury in violation of his constitutional rights. The Court of Appeals disagreed. The jury instructions correctly instructed the jury on the elements of vehicular assault (reckless) and vehicular assault (DUI) and the proper culpable mental state necessary for a conviction for these charges.

Defendant contended that the prosecution twice committed misconduct during closing and rebuttal closing argument by misstating the law and the evidence. The prosecutor’s arguments, however, did not misstate the law and any references to incorrect facts were harmless.

The Court also rejected defendant’s contention that the trial court erred by admitting the testimony of K.P.’s mother. The trial court did not abuse its discretion in admitting this testimony to show K.P.’s lack of injuries before the accident.

Defendant also argued that the trial court committed plain error by admitting his unredacted driving record into evidence. The driving record was relevant to show defendant had knowledge of his license revocation as a habitual offender under ADARP. Therefore, the trial court did not err by admitting the driving record.

Defendant further argued that the court erred by permitting the prosecution to elicit testimony from K.E. that she, defendant, and O.C. were en route to smoke marijuana at the time of the accident. K.E.’s testimony was relevant and admissible as res gestae evidence because it provided the fact finder with a fuller and more complete understanding of the surrounding events and context on the night of the accident. Therefore, there was no error in the admission of K.E.’s testimony.

Summary and full case available here.

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2013-05-22 12:07:04