June 24, 2017

Colorado Supreme Court: Aggregate Sentences Amounting to Life for Juvenile Not Unconstitutional

The Colorado Supreme Court issued its opinion in Lucero v. People on Monday, May 22, 2017.

Life without Parole—Juveniles—Eighth Amendment—Colorado Rules of Criminal Procedure 35(b) and 35(c).

The Colorado Supreme Court considered whether Graham v. Florida, 560 U.S. 48 (2010), and Miller v. Alabama, 132 S.Ct. 2455 (2012), apply to aggregate term-of-years sentences imposed on juvenile defendants convicted of multiple offenses. Graham holds that the Eighth Amendment to the U.S. Constitution prohibits the sentence of life without parole for a juvenile non-homicide offender. Miller bars mandatory life without parole for any juvenile offender. Because life without parole is a specific sentence imposed for a single offense, the court held that Graham and Miller do not apply to aggregate term-of-years sentences imposed for multiple offenses. The court thus held that Graham and Miller do not apply to Lucero’s aggregate term-of-years sentence. The court also considered whether the court of appeals erred by treating Lucero’s Rule 35(b) motion for sentence reduction as a Rule 35(c) motion challenging the constitutionality of his sentence. Because a court may properly characterize a mischaracterized issue, and Lucero argued that his sentence must be reduced under Graham to meet constitutional standards, the court held that the court of appeals did not err. Accordingly, the supreme court affirmed the court of appeals’ judgment.

Summary provided courtesy of The Colorado Lawyer.

Colorado Court of Appeals: Possession of Controlled Substance at Direction of Legal Owner Not Affirmative Defense

The Colorado Court of Appeals issued its opinion in People v. Martinez on Thursday, May 18, 2017.

Unlawful Possession—Prescription—Affirmative Defense—Prosecutorial Misconduct.

Defendant was charged with simple possession after the police found Percocet and Vicodin in her purse for which she did not have a prescription. At trial, defendant’s neighbor testified that she had prescriptions for both medications and that she had asked defendant to hold her prescriptions while they were out that evening because her purse was too small and she did not wish to leave the medications at home. A jury convicted defendant of possession and the trial court sentenced her to probation.

On appeal, defendant contended that she could lawfully possess the medications if she was “acting at the direction of the legal owner of the controlled substance,” and the trial court erred by failing to give the jury an affirmative defense instruction. The language defendant relies on in C.R.S. § 18-18-413 may present a defense to the crime of unauthorized possession of a prescribed controlled substance. However, C.R.S. § 18-18-413 is a separate offense, and it does not present an affirmative defense to unlawful possession under C.R.S. § 18-18-403.5, under which defendant was charged. Further, the trial court did not err in failing to tie the instruction to the elemental instructions given to the jury because the error would have to have been plain and obvious, which it was not. Thus, the trial court did not commit plain error by declining to adopt this construction sua sponte.

Defendant further contended that the trial court plainly erred by not giving an affirmative defense instruction based on the prescription exception in C.R.S. § 18-18-302(3)(c), which allows lawful possession by “[a]n ultimate user or a person in possession” of the medication “pursuant to a lawful order of a practitioner.” C.R.S. § 18-18-302(3)(c) is an affirmative defense to unlawful possession of a controlled substance. However, this affirmative defense did not apply to the charges against defendant because she did not have a valid prescription from a practitioner. Further, even assuming that the court erred in sua sponte failing to give this affirmative defense, such error would not be reversible error because it was not obvious and substantial.

Finally, defendant argued that the prosecutor committed reversible error by arguing that C.R.S. § 18-18-413 was not an affirmative defense to C.R.S. § 18-18-403.5 and by misstating the evidence in closing arguments. Because C.R.S. § 18-18-413 is not an affirmative defense to C.R.S. § 18-18-403.5, and the prosecutor’s statements were reasonable inferences drawn from the evidence presented at trial, the prosecutor’s arguments both during voir dire and closing argument were proper.

The judgment was affirmed.

Summary provided courtesy of The Colorado Lawyer.

Tenth Circuit: No Abuse of Discretion by Imposing Within-Guidelines Sentence after Variance Request

The Tenth Circuit Court of Appeals issued its opinion in United States v. Wireman on February 28, 2017.

The issue in this case was whether the Defendant’s sentence was procedurally reasonable when the district court failed to address Defendant’s non-frivolous arguments for a downward variance from his within-United States Sentencing Guidelines sentence.

Defendant pled guilty to five counts of distributing child pornography and one count of possessing child pornography. Defendant had also emailed a friend non-pornographic images of children that he personally knew and claimed at the time he had sexually abused. Defendant had prior sexual offenses that involved children, including being convicted of five different sexually based crimes involving minors, four of which included physical sexual conduct with a minor.

Section 2G2.2 of the United States Sentencing Guidelines  set Defendant’s base level offense for his crimes and applied several other Specific Offense Characteristics under § 2G2.2 to Defendant, which increased his offense level. These SOCs included increases because (i) the material involved prepubescent minors; (i) he distributed material involving the sexual exploitation of a minor; (iii) the material involved sadistic or violent depictions; (iv) he engaged in a pattern of activity involving sexual abuse or exploitation of a minor; and (v) because he used a computer to distribute the material. The corresponding USSG range for Defendant’s crimes and the added SOCs was 210-262 months’ imprisonment.

In his sentencing memorandum to the district court, Defendant argued that he was entitled to a downward variance from the USSG range because § 2G2.2 was inherently flawed. Defendant argued that the Sentencing Commission did not depend on empirical data when drafting § 2G2.2, that the range for his crimes was “harsher than necessary,” and that the SOCs in § 2G2.2 were utilized so often that they applied in nearly every child-pornography case and therefore fail to distinguish between various offenders. The district court never specifically mentioned this memorandum at sentencing, but alluded to it.

The district court ultimately sentenced Defendant to concurrent terms of 240 months’ imprisonment on each of the six counts against him. The district court addressed the personal nature of the non-pornographic images the Defendant emailed to his friend as well as Defendant’s prior criminal history. After handing down the sentence, the district court asked Defendant if they had “anything further,” to which Defendant’s counsel stated that they did not.

On appeal, Defendant claimed that his sentence was procedurally unreasonable because the district court did not adequately address his critiques of § 2G2.2. Because Defendant did not contemporaneously object in the district court to the method by which the district court arrived at a sentence, including that the sentencing court failed to explain adequately the sentence imposed, the Tenth Circuit applied the plain error standard of review, rather than de novo review. The Tenth Circuit explained that it finds plain error only when there is “(1) error, (2) that is plain, which (3) affects substantial rights, and which (4) seriously affects the fairness, integrity, or public reputation of judicial proceedings.”

The Tenth Circuit first addressed the first prong of the plain error standard, whether the district court committed error.  The Tenth Circuit first noted that a district court must explain its reasons for rejecting a defendant’s non-frivolous argument for a more lenient sentence. Further, the Tenth Circuit held that Defendant’s critiques of § 2G2.2 were non-frivolous. In fact, the Tenth Circuit addressed how many of its sister circuit courts, along with itself, have described arguments criticizing § 2G2.2 as “quite forceful.”

However, the Tenth Circuit stated the principle that whether a district court can functionally reject or instead must explicitly reject a defendant’s arguments depends on whether the sentence imposed is within or outside of the USSG range. If the sentence is varied upwards of the USSG range, the district court must specifically address and reject the defendant’s arguments for a more lenient sentence. If it is within the USSG range, then the district court does not need to specifically address and reject each of the defendant’s arguments, so long as the court somehow indicates that it did not rest on the guidelines alone, but considered whether the USSG sentence actually conforms in the circumstances to the statutory factors.

In the Tenth Circuit, a within-guideline range sentence by the district court is entitled to a rebuttable presumption of reasonableness on appeal. The Tenth Circuit stated that this was true even if the USSG at issue arguable contains serious flaws or lacks an empirical basis.

In this case, the Tenth Circuit held that the district court was at least aware of Defendant’s arguments because the district court explicitly referenced Defendant’s sentencing memorandum at the sentencing hearing. Because the district court’s ultimate sentence was within the USSG range, the Tenth Circuit held that the district court did not need to explicitly reject Defendant’s arguments. The district court needed only to indicate that it did not rest on the guidelines alone, which the district court did. The district court stated that it relied on the USSG as well as Defendant’s extensive criminal history and the personal nature of the emailed images in determining Defendant’s sentence. The Tenth Circuit held that this acted as a functional rejection of Defendant’s policy disagreement with § 2G2.2. Therefore, the Tenth Circuit held that the district court did not err by not explicitly responding to Defendant’s arguments for a more lenient sentence. Because the district court did not err, the Tenth Circuit did not address the three remaining prongs of the plain error review.

The Tenth Circuit affirmed the district court’s sentence of Defendant.

Tenth Circuit Judge McKay wrote a concurrence to this decision. Judge McKay expressed his view that precedence requires a district court rejecting a defendant’s non-frivolous arguments to provide at least a general statement of its reasons for rejecting such arguments.  If the defendant’s arguments are that the USSG reflect an unsound judgment, Judge McKay states that the sentencing judge should go further to explain why he rejected those arguments. Here, the district court did not do as much.

Further, Judge McKay questioned the wisdom of applying the “reasonable” presumption to within-Guidelines sentences, regardless of a particular Guideline’s alleged lack of empirical support.  The Sentencing Commission did not use an empirical approach when developing § 2G2.2, and therefore Judge McKay believes that the Tenth Circuit should not presume the sentence’s reasonableness. Regardless, he agrees that the Majority followed the rules of the Tenth Circuit in applying the “reasonable” presumption as it stands.

Judge McKay believed that the district court erred, but he concurred in judgment because the Defendant still could not satisfy the requirement that the error affected his substantial rights. There was nothing on the record to suggest that the district court would have imposed a different sentence even if he explicitly considered Defendant’s arguments.

Colorado Supreme Court: No Error in Convictions for Being Accessory and Complicitor to Same Crime

The Colorado Supreme Court issued its opinion in Montoya v. People on Monday, May 15, 2017.

Extreme Indifference Murder—Self-Defense—Accessory to Crime—Invited Error.

Montoya petitioned for review of the court of appeals’ judgment affirming his convictions for attempted extreme indifference murder, reckless manslaughter, criminally negligent homicide, and accessory to crime. See People v. Montoya, No. 06CA1875 (Colo. App. Sept. 13, 2012). Montoya and his cousin were tried together for the shooting death of a woman at a party, in the course of which they each fired a number of rounds in the direction of other party-goers. In a separate appeal to the court of appeals, Montoya’s homicide convictions were initially reversed for failure to properly instruct concerning self-defense against multiple assailants, but upon remand for reconsideration in light of intervening supreme court jurisprudence, all of his convictions were affirmed, not only with regard to the disputed issue of multiple assailants but against a variety of other assignments of error as well. Montoya’s subsequent petition for a writ of certiorari was partially granted by this court.

The supreme court affirmed the judgment of the court of appeals. The court held that (1) there was sufficient evidence to support Montoya’s conviction of attempted extreme indifference murder; (2) Montoya was barred from challenging on appeal the sufficiency of the evidence supporting his conviction for being an accessory to crime, a lesser non-included offense presented to the jury at his request; and (3) Montoya’s simultaneous convictions of reckless manslaughter and accessory to crime neither merged nor required concurrent sentences.

Summary provided courtesy of The Colorado Lawyer.

Colorado Court of Appeals: Robberies Were Sufficiently Similar for Joinder of Criminal Trials

The Colorado Court of Appeals issued its opinion in People v. Butson on Thursday, April 20, 2017.

Bank RobberyJoinderSpecial ProsecutorStatements to PoliceSettlement NegotiationsCRE 408.

Butson was charged in three cases with bank robbery and conspiracy to commit bank robbery. Butson was interviewed by police, waived his Miranda rights, and provided details about the planning and commission of the robberies. He later moved to suppress his statements on the theory that he made them during the course of settlement discussions and therefore they were inadmissible at trial under CRE 408. The trial court denied the motion. Butson was also charged with witness tampering based on a letter he sent to a witness. Because the prosecutor in the bank robbery cases had handled the letter, Butson contended that he was entitled to a special prosecutor in all of his cases. The court determined that the prosecutor was not a potential witness in the witness tampering case and denied Butson’s request for a special prosecutor. The prosecution moved to join the three bank robbery cases for trial, which motion was granted, and a jury found Butson guilty of all but two counts. The witness tampering case was later dismissed.

On appeal, Butson first contended that the district court erred by joining the three bank robbery cases for trial. A trial court may try two or more criminal complaints together if the offenses could have been joined in a single complaint. Two or more offenses may be charged in the same charging document if the offenses are of the same or similar character or are based on two or more connected acts or transactions or are part of a common scheme or plan. Here, Butson and his sons committed all of the robberies during the course of a few months, all involved the same banks in relatively close proximity to each other, and all were sufficiently similar in planning and execution. Accordingly, the district court did not abuse its discretion in joining the cases for trial.

Butson next contended that where the lead prosecutor in the consolidated bank robbery cases was endorsed as a witness in the later-filed witness tampering case, the district court erred in denying his motion for a special prosecutor. Butson argued that a special prosecutor was necessary to prevent the appearance of impropriety created by the prosecutor’s potential appearance as a witness in the related witness tampering case. However, appearance of impropriety is not a basis for disqualification, and Butson failed to show any prejudice. The district court did not abuse its discretion in denying Butson’s motion for a special prosecutor.

Butson also contended that his statements to police during a custodial interrogation constituted settlement negotiations, or an offer to compromise a claim, and therefore the interview was inadmissible under CRE 408 to prove his guilt. Generally, Rule 408 bars the admission in a criminal proceeding of statements made in connection with the settlement of a civil claim. As Butson acknowledges, his statements to police, even if construed as an offer to compromise, were made during discussions concerning criminal charges, not a civil claim. Moreover, his statements, which he made to a government agent, would be admissible under an exception to the rule. Therefore, the district court did not err in denying his motion to suppress the statements.

The judgment was affirmed.

Summary provided courtesy of The Colorado Lawyer.

Colorado Court of Appeals: Pattern of Abuse Convictions were Sentence Enhancers to Substantive Acts

The Colorado Court of Appeals issued its opinion in People v. Wiseman on Thursday, April 20, 2017.

Sexual Assault on a ChildIllegal SentencingConsecutive Sentences—Concurrent Sentences—Sentence EnhancersColorado Sex Offender Lifetime Supervision Act of 1998—Double Jeopardy—Due Process—Laches—Speedy Sentencing—Cruel and Unusual Punishment.

A jury found Wiseman guilty of acts constituting sexual assault on a child under the age of 15 by one in a position of trust. Wiseman received four sentences, three of which were to run consecutively, and one to run concurrent to two others. While Wiseman was incarcerated in the Department of Corrections (DOC), the district court, at the DOC’s request, reviewed his sentence and determined that consecutive terms were mandated by law on all four of his sentences. The effect of the court’s order was to increase Wiseman’s sentence to 46 years imprisonment.

On appeal, Wiseman contended that he was subject to, at most, two convictions and sentences in this case, and that the district court erred in determining that consecutive sentences were statutorily required. Counts seven and eight did not encompass “additional” substantive crimes for which one or more separate sentences could be imposed; they acted as mere sentence enhancers for counts one and three. Consequently, in entering separate convictions and sentences for counts seven and eight, the district court erred. As to the types of sentences, concurrent sentencing is required when offenses are supported by identical evidence. Here, Wiseman’s convictions were not supported by identical evidence and arose out of different incidents. Under the circumstances, Wiseman was subject to concurrent or consecutive sentencing, in the court’s discretion. The district court, therefore, erred in concluding that it was statutorily required to impose consecutive sentences.

Wiseman requested that the case be remanded for reinstatement of the original judgment of conviction and sentences. But Wiseman’s crimes were punishable by indeterminate sentencing under the Colorado Sex Offender Lifetime Supervision Act of 1998 (SOLSA). Thus, Wiseman’s original and revised sentences were both illegal, and a remand for the imposition of a “legal” indeterminate sentence under SOLSA is required: Wiseman must be sentenced for each conviction to an indeterminate sentence having a minimum term of a certain number of years and a maximum term of life imprisonment.

Wiseman objected to the imposition of another sentence that could expose him to the potential of serving life in prison. He asserted that imposing an indeterminate sentence at this point in time, over 15 years after he was initially sentenced, violated double jeopardy, due process, laches, speedy sentencing, and cruel and unusual punishment principles. Because Wiseman was put on notice by the statute that his offense would be subject to an indeterminate sentence, he lacked a legitimate expectation of finality in his original sentence. Thus, correcting the illegal sentence does not violate double jeopardy. There is no due process violation because Wiseman has no fundamental right to avoid serving a lawful sentence of which he should have been aware, and the State of Colorado has legitimate interests in the correct application of its laws and avoiding the precedential risk of irregular enforcement of its laws. The doctrine of laches is not applicable in the context of a Crim. P. 35(a) motion to correct an illegal sentence. The court of appeals found no basis on which Wiseman may assert that resentencing him would violate a constitutional right to speedy sentencing under Crim. P. 32(b). Lastly, the court disagreed that the imposition of a legal, indeterminate sentence would constitute cruel and unusual punishment because (1) Wiseman’s premise that he had an expectation that he would be immediately released on parole under his original sentence is wrong, and (2) such a claim cannot be predicated on the negligence of executive agencies or the courts in failing to impose or correct a sentence at a much earlier date.

The sentence was vacated and the case was remanded with instructions.

Summary provided courtesy of The Colorado Lawyer.

Colorado Court of Appeals: Court Procedure Met Joinder Statute’s Purpose of Preventing Successive Prosecutions

The Colorado Court of Appeals issued its opinion in People v. Leverton on Thursday, March 23, 2017.

Theft by Receiving—Possession—Drug Paraphernalia—Mandatory Joinder—Double Jeopardy—Prior Statements—Impeachment—Evidence.

The victim started her car and left it running while she went inside her home to retrieve some belongings. When she returned to where the car had been parked, the car was gone. She immediately reported the theft to the police. A few days later, a police officer pulled over the stolen car. Leverton and two women were passengers. Leverton told the officer that the car belonged to the victim, whom he claimed was his girlfriend. Leverton was arrested and transported to the police station. After removing Leverton from the police vehicle, the officer discovered a pipe typically used to smoke methamphetamine. Leverton was initially charged with possession of drug paraphernalia. Shortly thereafter in a separate case he was charged with theft by receiving. The cases were later joined on the prosecution’s motion, over defendant’s objection. The women passengers testified at Leverton’s trial and were questioned by the prosecutor about oral statements they allegedly had made to police following their arrests. Leverton was convicted as charged.

On appeal, Leverton argued that the trial court erred when it rejected his guilty plea on the paraphernalia charge and then permitted the prosecution to add that charge to the theft complaint because the result was that he was effectively charged with the same offense in two separate cases. He claimed that this violated Colorado’s mandatory joinder statute and the Double Jeopardy Clauses of both the U.S. and Colorado Constitutions. The Court of Appeals noted that Leverton did not allege that he was reprosecuted for either offense after he was convicted or that he was sentenced or otherwise punished multiple times for those offenses. Here, the prosecution moved to join the two offenses prior to Leverton’s attempt to plead guilty to the paraphernalia charge. The court’s procedure met the purpose of the mandatory joinder statute, to prevent successive prosecutions, and Leverton raised no claim of unfair prejudice resulting from the procedure. Further, the court acted within its discretion when it rejected Leverton’s guilty plea to the petty offense. And because the court had not accepted Leverton’s guilty plea on the paraphernalia charge, double jeopardy had not attached and there was no due process violation.

Leverton next argued that the trial court erred in permitting the prosecution to examine the two women witnesses about their prior statements to the police, alleging this evidence was inadmissible and violated his confrontation rights. Both women testified that they did not remember what happened the night the stolen car was pulled over, nor did they remember any statements they made to the police. To impeach the witnesses, the prosecutor was entitled to confront them with the exact language of their prior inconsistent statements. Therefore, the court properly admitted the statements.

Leverton also argued that the prosecution did not present sufficient evidence to prove beyond a reasonable doubt that he committed theft or possessed drug paraphernalia. A few days after the car had been reported stolen, the police found Leverton sitting in the car’s front passenger seat. Though Leverton told the police that the car had been given to him by the victim, his statement was directly refuted by the victim’s testimony that she had never met him. This and other evidence was sufficient to support the theft by receiving conviction. There was also sufficient evidence concerning the pipe found in the police vehicle for the jury to convict Leverton of possession of drug paraphernalia.

Leverton also argued that his convictions were based on his associations with other persons. Having found that the prosecution presented sufficient evidence proving that Leverton and not some other person committed the crimes, the Court rejected this argument.

The judgment was affirmed.

Summary provided courtesy of The Colorado Lawyer.

Tenth Circuit: Supreme Court Must Explicitly Hold Case to be Retroactive for Retroactivity to Apply

The Tenth Circuit Court of Appeals issued its opinion in In re Jones on Friday, February 10, 2017.

The Tenth Circuit had to determine if a secondary habeas petition was permissible where the first petition failed. Julius Darius Jones petitioned the court, seeking authorization to file a second capital habeas petition under 28 U.S.C. § 2254 to assert a claim for relief under the Supreme Court ruling in the case of Hurst v. Florida. The court evaluated Jones’ petition under the gatekeeping requirements of 28 U.S.C. § 2244(b) and rejected his petition.

Jones was convicted in 2002 of felony murder and sentenced to death. After Jones’ subsequent appeals were rejected, he filed his first habeas petition in 2007 on the grounds of ineffective assistance of trial and appellate counsel, which was denied by the court in 2013, and which denial was affirmed in 2015. In the present matter, Jones wishes to assert that his sentence violates his Fifth, Sixth, Eighth, and Fourteenth Amendment rights because the jury was not instructed that for the death sentence to be appropriate, the jury must find beyond a reasonable doubt that the aggravating circumstances of his crime outweighed any mitigating factors.

The court evaluated if Jones was entitled to a secondary habeas petition under § 2244(b)(2)(A), which states that the court may only authorize successive claims when the claim relies on a new constitutional rule of law that was made retroactive to cases on collateral review by the Supreme Court, which was not previously available to the claimant.

In rejecting Jones’ petition, the court determined that the case upon which Jones was relying, Hurst v. Florida, (where the court ruled the decision underlying the sentence of death must be found beyond a reasonable doubt) did not warrant retroactivity. The court stated that for a procedural rule of law to be retroactive, the Supreme Court must have explicitly held it to be. Because the Supreme Court has not held the Hurst ruling to be retroactive, the court determined Jones had not met the gatekeeping requirements under § 2244(b).

The Tenth Circuit denied the Motion for Authorization.

Tenth Circuit: District Court Did Not Err in Finding Assault Occurred Despite Poor Quality Evidence

The Tenth Circuit Court of Appeals issued its opinion in United States v. Henry on Friday, February 3, 2017. Panel rehearing was granted for the sole purpose of adding a footnote; that opinion is available here.

Tremale Henry finished a prison sentence for violating federal drug laws and was under supervised release for five years thereafter. During his five year supervised release, Mr. Henry was found by the district court to be responsible for two separate assaults with a dangerous weapon. The district court sentenced Mr. Henry to a 24-month prison term followed by six further years of supervised release. Mr. Henry argues that the district court impermissibly relied on hearsay when reaching its judgment.

The Tenth Circuit first addressed Mr. Henry’s first assault charge. In finding that Mr. Henry committed this assault, the district court relied on statements from a witness, Candace Ramsey. Ms. Ramsey testified that she saw Mr. Henry lunge at his victim with a small object, but that she could not see exactly what that object was. A probation officer then testified that Ms. Ramsey told him before the hearing that she saw Mr. Henry use a knife. The district court apparently credited this hearsay. Additionally, the district court relied on a surveillance video that showed Mr. Henry make rapid movements towards the victim. Although the video quality was poor and a knife could not clearly visible, the district court found that the reaction of the victim was consistent with a violent assault with a dangerous weapon. The district court found that all of these facts taken together established that Mr. Henry committed the first assault with a dangerous weapon.

The Tenth Circuit held that the district court did not err in its finding regarding the first assault. The Tenth Circuit stated that the usual rules of evidence do not apply in revocation hearings, and that the Supreme Court has allowed hearsay into supervised release proceedings. The Tenth Circuit went on to state that Fed. R. Crim. P. 32.1(b)(2)(C) grants a defendant in a revocation hearing the opportunity to question any adverse witness. Additionally, in United States v. Jones, the Tenth Circuit held that the application of Rule 32.1(b)(2)(C) requires a district court to conduct a balancing test to weigh “the defendant’s interests in confronting a witness against the government’s interest in foregoing the witness’s appearance.”

The Tenth Circuit held that neither Rule 32.1(b)(2)(C) nor Jones was applicable with regard to the first instance of the assault charge because the witness was available for cross-examination. Ms. Ramsey did appear at the hearing and Mr. Henry had the chance to question her about her hearsay statement. Additionally, Mr. Henry did not provide evidence to establish that his minimal due process rights were violated.

The Tenth Circuit next addressed the second assault charge, which consisted of the stabbing of the victim. The district court relied on out-of-court statements that the victim and the victim’s girlfriend made to a police detective. That detective then relayed the statements to Mr. Henry’s probation officer. Mr. Henry’s probation officer presented these statements at the revocation hearing, but neither the victim, his girlfriend, nor the detective was subject to cross-examination. Therefore, the Tenth Circuit held that Rule 32.1(b)(2)(C) and Jones did apply to this assault charge, and that the district court failed to conduct the balancing test Jones required.

The Tenth Circuit held that the district courts failure to apply the relevant tests was not a harmless error. The Tenth Circuit came to this conclusion because it determined that the district court considered both assault charges when it fashioned its sentence. Therefore, the error was not harmless and the Tenth Circuit remanded the case back to the district court for resentencing.

Colorado Court of Appeals: Denial of Crim. P. 35 Motion Without Hearing was In Error

The Colorado Court of Appeals issued its opinion in People v. Smith on Thursday, January 27, 2017.

Crim. P. 35(c)Post-Conviction ReliefPlea AgreementIneffective Assistance of CounselHearing—Sentencing.

Smith was charged with three sexual offenses. As the result of an unwritten plea agreement, Smith pleaded guilty to added counts of first degree assault with a deadly weapon and attempted sexual assault on a child by a person in a position of trust. The original charges were dismissed, and Smith was sentenced to a determinate 28-year term in the custody of the Department of Corrections.

Acting pro se, Smith timely moved for post-conviction relief under Crim. P. 35(c). The district court appointed counsel to expound on Smith’s claims in a supplemental motion. The court sought and received a response from the prosecution, which attached a report authored by the prosecution’s investigator. Smith filed a reply that did not specifically challenge the investigator’s report but rather identified contested issues of fact and requested an evidentiary hearing. In a written order, the district court denied Smith’s motion without holding a hearing.

On appeal, Smith contended that the district court erred in denying his motion without a hearing because he asserted sufficient facts to support his claim that plea counsel was ineffective. Under certain circumstances, a trial court may deny a post-conviction motion without conducting an evidentiary hearing if the motion, the files, and the record show the defendant is not entitled to relief, and where the court refers the matter for additional briefing, as it did here, it may enter a ruling based on the pleadings if it finds it appropriate to do so. Here, the district court relied, in part, on the report authored by the prosecution’s investigator in determining that Smith was not entitled to relief. Because the attachment was not part of the file and record of the case, and did not qualify as a pleading, the district court’s reliance on that document was error. It was also error for the court to rely on Smith’s plea colloquy in denying his claims related to that phase of the proceedings because Smith alleged sufficient facts to warrant a hearing on his claim of ineffective assistance related to his plea.

Smith also claimed ineffective assistance of counsel at his sentencing. The Colorado Court of Appeals determined that this claim was conclusory, vague, and lacking in detail, and that it failed to adequately allege the required prejudice.

The district court’s order on Smith’s claim of ineffective assistance of counsel at sentencing was affirmed. The district court’s order on Smith’s claim of ineffective assistance of counsel related to his plea was reversed and the case was remanded for a hearing solely on that claim.

Summary provided courtesy of The Colorado Lawyer.

Colorado Court of Appeals: “Fruit of the Poisonous Tree” Doctrine Did Not Apply to Statements

The Colorado Court of Appeals issued its opinion in People v. Archuleta on Thursday, January 26, 2017.

On December 5, 2012, Roger Louis Archuleta and his roommate in the housing facility left Archuleta’s apartment around 7 a.m., as captured by surveillance video. The roommate returned home around noon, and Archuleta returned later, remaining home the rest of the night. That night, other residents of the housing facility reported hearing loud noises. Around 4 a.m. on December 6, the surveillance video showed Archuleta dragging his roommate’s body down the hall, then back to his room. Archuleta then informed a residential aide at the housing facility that he had a body in his apartment that needed to be removed.

When the police arrived at defendant’s apartment, they found the deceased victim lying just inside the door, covered by a blanket. The police observed the victim had blood on him and appeared to have been beaten. They also found defendant seated on a mattress in the living room, apparently highly intoxicated and with a substantial amount of dried blood on his face and hands. There was blood spattered on all four walls in the apartment bedroom, which the prosecution’s expert testified was consistent with an altercation between two people.

The police took defendant to the police station; advised him of his Miranda rights under and interviewed him. They also took pictures of him, collected his clothing, and took swabs of suspected blood. Defendant ended the interview at the police station by indicating he wanted to speak to an attorney. Without obtaining a court order or defendant’s consent, police took defendant to the hospital, where three samples of his blood were drawn at one hour intervals. The court later held that the blood draw was unconstitutional; that holding was not challenged on appeal. Defendant was charged with second degree murder and first degree assault, and the jury found him guilty as charged.

Defendant appealed, arguing his convictions must be reversed because under the fruit of the poisonous tree doctrine, the trial court erred by failing to suppress statements he made in the course of his transport to and detention at the hospital for his blood draws, and also because there were errors in the jury instructions and the trial court improperly elicited and admitted testimony from the prosecution’s blood spatter analysis expert that his conclusions were independently verified. The court of appeals addressed the fruit of the poisonous tree doctrine argument first.

The court found no error in the trial court’s admission of defendant’s statements to police officers while at the hospital and in transit. Defendant had made numerous rambling statements to the police while at the hospital, including several comments that seemed to relate to the victim’s death. At one point, the officer left but a recorder was left on in the room. Defendant was heard saying, “Shit. [Victim’s name]. You’re dead, you’re dead brother. I killed you.” The trial court held that the fruit of the poisonous tree was the result of the blood draw, not the statements. The court noted that it was entirely speculative whether defendant would have continued to make statements while at the police station, and the vast majority of his statements were spontaneous. The court of appeals agreed, noting that the exclusionary rule was properly applied to the blood draw results, and that the statements were not fruit of the poisonous tree. The court found that defendant failed to establish a causal connection between the illegality of the warrantless blood draws and the challenged statements.

Defendant also contended the jury instruction defining “cause” misstated the law because it instructed the jury that the victim’s preexisting physical condition was not a defense to the murder and assault charges. He argues that while a victim’s preexisting conditions generally do not impact the causation element, they are relevant to the culpable mental state. The court of appeals disagreed. The court held that because the trial court’s instruction that “it is no defense that the victim was suffering from preexisting physical ailments, illnesses, injuries, conditions or infirmities” was not a stand-alone instruction but rather was embedded into the definition of “cause,” there was no error. The court noted that it is no defense that a victim who had been in good physical condition would have survived an attack; a defendant cannot be excused from guilt and punishment because his victim was weak and could not survive the torture he administered. The court rejected defendant’s contention that the instruction misstated the law.

The defendant also asserted that the trial court plainly erred by giving an erroneous elemental instruction for first degree assault and admitting hearsay testimony from the prosecution’s blood spatter analysis expert. The court of appeals again disagreed, finding that the instruction tracked the statutory language and was therefore sufficient, and the blood spatter analyst’s testimony that someone else always reviews his work was a general statement that did not rise to the level of plain error.

The court of appeals affirmed defendant’s convictions.

HB 17-1039: Making Confidential All Communications in Restorative Justice

On January 11, 2017, Rep. Pete Lee and Sen. Daniel Kagan introduced HB 17-1039, “Concerning Communication Issues Related to Restorative Justice.”

The bill makes all communications during the restorative justice process made by all participants in the process confidential unless:

  • All participants in the process, including the restorative justice program or restorative justice facilitator, consent in writing to waive confidentiality of specific communications for a stated purpose;
  • An offender or other participant commits a chargeable offense as part of a restorative justice or restorative practice communication;
  • A report is made by a statutory mandatory reporter of behavior that threatens the safety of a child under 18 years of age; or
  • Disclosure of a communication is necessary and relevant to an action alleging willful or wanton misconduct of a restorative justice facilitator or organization.

The bill requires the restorative justice program or facilitator to disclose those exceptions and any other applicable exceptions prior to starting the process.

The bill requires the court, during the arraignment advisement, to inform the defendant that if convicted the sentence may include restorative justice practices. The bill allows the district attorney to include restorative justice practices as part of a recommended sentence in a plea bargain. The bill directs that the presentence report must include an assessment of the defendant’s suitability for restorative justice practices.

The bill was introduced in the House and assigned to the Judiciary Committee.